JobsEQ by Chmura Logo

Financial Crime Compliance Team Member

DTCC

Location: 33647
Type: Full-Time, Non-Remote
Posted on: August 31, 2022
This job is no longer available from the source.
Description:
Are you ready to explore a world of possibilities?
Join our DTCC family, and you’ll grow your expertise and become the best version of you. As you embark on a new journey, you’ll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day.
Pay and Benefits:
• Competitive compensation, including base pay and annual incentive
• Comprehensive health and life insurance and well-being benefits, based on location
• Retirement benefits
• Paid Time Off and other leave of absence
• Flexible/Hybrid Work Arrangements
Why you'll love this job :
The AML & FCC Senior Analyst role within the Compliance Department is responsible for resolving alerts, investigating cases, and other surveillance functions in support of the maintenance and further development of DTCC's Transaction Monitoring ("TM") and Suspicious Activity Reporting ("SAR") programs; participating in meetings and training with regulators, law enforcement, clients and other DTCC business areas; and ensuring DTCC's adherence to regulatory and compliance requirements as they relate to all lines of business and across all functional areas of DTCC subsidiaries.
Your Primary Responsibilities :
• Take ownership for identifying and mitigating risk within assigned areas of responsibility and for supporting risk mitigation across DTCC
• Under supervision, assess existing processes and suggest new ones that most effectively anticipate, manage and reduce risk to DTCC and its clients. Review, research and resolve alerts/cases generated by the Transaction Monitoring (TM) Case Management System or submitted by DTCC employees through the Employee Case Referral portal located on the internal DTCC Intranet
• Accountable for analyzing, tracking, and communicating updates and resolution to clients in a timely manner and within the query management expectations. Ensure and maintain accurate case management information and categorization.
• Demonstrate and embed the behaviors and competencies that create a risk management mindset in the organization
• Assist other analysts with soliciting information needed to resolve alerts and investigate cases, and other Compliance functions in updating their AML-related policies & procedures and training
• Participate as needed in regular reviews of case load and present key findings, next steps and any issues associated with cases assigned
• Interact with DTCC business areas, including Legal, Audit and Risk, regulators, law enforcement and clients. Respond to requests from regulators and law enforcement
• Perform other special projects or assignments, as requested
• Cross-train with and back-up Know-Your-Customer (KYC) and Sanctions functions
• Aligns risk and control processes into day-to-day responsibilities to monitor and mitigate risk; escalates appropriately
Talents Needed For Success:
• Minimum of 2 years of related experience
• Bachelor's or Associate's degree preferred
Additional Qualifications:
• In-depth knowledge of AML specifically focusing on Transaction Monitoring, SAR (Suspicious Activity Report), research, fraud, market manipulation, microcap securities, OTC markets, and investigations
Who We Are:
DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes, and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion.
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
Requisition Type: Professional
Job Schedule: Full time