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Global Markets Control Testing - Senior Analyst (Tampa/ AVP)

Citi

Location: Town 'n' Country, FL 33615
Type: Non-Remote
Posted on: October 19, 2021
This job is no longer available from the source.
Global Markets Control Testing - Senior Analyst (Tampa/ AVP)
Citi
18,325 reviews
Town 'n' Country, FL 33615
Citi
18,325 reviews
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Note that candidates need not satisfy all requirements/ qualifications listed below to apply and be considered for this role.
Global Markets (MKTS) Control Testing Group is a new team within the MKTS Governance & Control Group. The MKTS Control Testing Group will work with business teams and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of risks in the business. The MKTS Control Testing team primary responsibility will be execution of a comprehensive, risk-based program of testing covering all Markets businesses globally. The purpose of which is to support management in monitoring the control framework and residual risk profile for MKTS.
This role is one of several testing roles within the Markets Control Testing team. This role will be responsible for performing review activities such as coordinating testing with process and control owners to: evaluate control design and operation, identify opportunities to enhance control environment, and support reporting to senior management. This role will also assist in the planning for the Markets Control Testing program and liaise with our automation team to identify opportunities to streamline control monitoring.
The successful candidate will likely have experience participating in testing projects, reviewing work of peers and related activities. The candidate should be familiar with established internal control methodology, professional auditing standards, SOX and / or other regulatory compliance requirements.
This role is a key member of a broader 1st Line Risk & Control function directly supporting MKTS as one of the major businesses within the Institutional Clients Group. The MKTS Risk & Control team is mandated to establish and maintain a robust 1st Line of Defense designed to minimize risk within the business including leading critical control remediation projects to mitigate risk in Trading, Financial Crimes, Booking Model and Conduct while ensuring strong governance to measure, monitor, manage and escalate key risks.
Key responsibilities of this role include:
• Support team management in developing a comprehensive global control testing program utilizing a risk based assessment, execution of the program and senior management reporting
• Mentor and support professional development of peers
• Support execution of testing assignments in a collaborative manner to support team cohesion, unity and work/ life balance
• Execute common testing procedures (including preparation of document requests list, conducting walkthroughs, completion of work papers, review of testing performed by reports and peers, reporting on review results, etc.
• Provide assurance on the control design and performance for an area, at a global, regional level or sub-level (as needed)
• Identify control design and performance issues to support development of remediation plans, contributing to MKTS broader risk and control program
• Coordinate with automation group to support automation of control monitoring where possible and practical
• Support consistent ongoing application of controls and monitoring across MKTS with integration into MCA framework (Manager Control Assessments) and Citi Risk & Control (CRC) platform
• Support team coordination across ICRM, ORM and Internal Audit with response to internal and external assessments
Preferred Qualifications:
• Experience in capital markets industry
• Experience performing compliance assurance projects and/or control testing projects
• Ability to work effectively in a cross-functional organization
• Related certifications (CPA, ACA, CFA, CIA, CISA or similar) preferred
• Strong track record working across multiple businesses and functions
• Ability to clearly and concisely communicate both written and verbally
• Demonstrated ability to remain unbiased in a diverse working environment
• Works well under pressure and in tight deadlines
Education:
• Bachelor’s/ University degree or equivalent experience, potentially Master’s degree and managerial experience
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Job Family Group:
Risk Management
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Job Family:
Business Risk & Controls
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Time Type:
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