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Corporate Actions Generalist

DTCC

Location: 33647
Type: Non-Remote
Posted on: August 3, 2021
This job is no longer available from the source.
Desc Short Description for Internal Candidates
Being a member of GOCS department, you will perform all routine and complex functions associated with the announcement and processing of corporate action events and handle exception processing as appropriate within guidelines defined by the management team.
Description for Internal Candidates
GOCS Corporate Actions Generalist
Are you ready to explore a world of possibilities?
Join our DTCC family, and you’ll grow your expertise and become the best version of you. As you embark on a new journey, you’ll seek challenges with flexibility and patience, learning new skills and advancing your career while having the time of your life.
Why You’ll Love This Job:
Being a member of GOCS department, you will perform all routine and complex functions associated with the announcement and processing of corporate action events and handle exception processing as appropriate within guidelines defined by the management team.
Responsibilities:
• Reviews routine and complex offering documents to determine terms and conditions of event with subsequent verification with Agent and/or Issuer
• Participates in conference calls with internal and external parties (i.e. Issuers, Counsel, Exchanges and other Securities Depositories) related to operational logistics prior to the commencement of an event (may involve the receipt and review of “pre-publication” confidential event documents)
• Ensures strict adherence to procedures and critical time frames (e.g., event creation and offer availability SLA’s, expirations and balancing)
• Assist management on automation/product development functions and in system testing as needed
• Responsible for supporting the department in adherence to AML/BSA policies and procedures as set-forth by various regulatory bodies
• Maintain an unrelenting focus on meeting the needs/requests of our clients; including responding to client inquiries timely and accurately (in line with departmental benchmarks/metrics), and in resolving, and/or escalating problems promptly.
• Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately
Talents Needed for Success:
• Minimum of 4 years of related experience
• Bachelor's degree required; Masters’ preferred and/or equivalent experience
• Prioritize and organize work plans which include multiple manual tasks with time critical deadlines requiring the ability to multi-task and pay attention to detail
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
RequisitionType Professional JobSchedule Full time