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About this Opportunity
This position supports the efforts of the Compliance Department to ensure DTCC's adherence to regulatory and compliance requirements as they relate to all lines of business and across all functional areas of the various subsidiary companies.
What You'll Do
• Fosters an environment of regulatory awareness and maintains awareness of regulatory requirements and ongoing changes in DTCCs business
• Interfaces and builds relationships with the businesses as well as other control functions to understand tactical and big picture issues in the organization
• Identifies and evaluates compliance risks present at DTCC
• Identifies control deficiencies, evaluates the impact, and assists the business with identifying sustainable corrective actions
• Documents work performed clearly and concisely and prepares well-written reports
** NOTE: Responsibilities of this role are not limited to the details above. **
Sound Like You?
• Minimum of 7 years of related experience
• Bachelor's degree
Talents Needed for Success:
• Solid understanding of compliance principles and standards, including industry best practices and compliance controls
• Knowledge of the financial services industry and regulatory environment
• Knowledge of and ability to interpret financial services industry regulatory requirements
• Strong written and verbal communication skills and attention to detail
• Highly flexible, able to change direction based on environmental demands, and multi-project oriented
We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
RequisitionType Professional JobSchedule Full time