Compliance and Operational Risk Testing Analyst-Consumer Lending Product
USAA
3,321 reviews
-
Tampa, FL 33646
Remote
USAA
3,321 reviews
Read what people are saying about working here.
Purpose of Job We are currently seeking a talented and motivated Compliance and Operational Risk Testing Analyst-Consumer Lending Product for our San Antonio, TX, Phoenix, AZ, Plano, TX, Tampa, Fl, or 100% Remote Work Environment.
As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the Enterprise Testing program methodology to ensure departmental processes and activities comply with applicable rules, regulations, policies and procedures. The incumbent will compile and retain well documented work papers to create accurate and concise written reports including issues, root cause and recommended corrective action. Job Requirements
About USAA
USAA knows what it means to serve. We facilitate the financial security of millions of U.S. military members and their families. This singular mission requires a dedication to innovative thinking at every level.
In each of the past five years, we've been a top-40 Fortune 100 Best Companies to Work For®, and we've ranked among Victory Media's Top 10 Military Friendly® Employers 13 years straight. We embrace a robust veteran workforce and encourage veterans and veteran spouses to apply.
See what its like to work for a company where passion meets our purpose:
USAA Careers Going Above and Beyond
Primary Responsibilities
• Under guidance, develops the steps needed to test and/or analyze compliance with applicable policies/procedures and laws/ regulations.
• Assists in independent testing to ensure operational risks and compliance requirements are adhered to.
• Completes assigned compliance and operational risk testing activities in accordance with established timelines and high standards of quality.
• Prepares detailed and objective work papers to support conclusions.
• Gathers information, analyzes data trends, identifies root causes, and provides information to the team.
• Provides input in to testing results/reports
• Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance, Legal) to facilitate collaboration between all lines of defense for testing.
Minimum Requirements
• Bachelor's degree required OR 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree (6 years of experience total in lieu of degree).
• 2 or more years of relevant work experience (internal/external audit, operational risk/compliance testing, quality assurance).
• Basic knowledge of testing techniques and data analysis principles.
• Working knowledge of data analysis tools and techniques.
• Knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.
*Qualifications may warrant placement in a different job level*
When you apply for this position, you will be required to answer some initial questions. This will take approximately 5 minutes. Once you begin the questions you will not be able to finish them at a later time and you will not be able to change your responses.
Preferred Experience
• Banking Consumer Compliance Regulatory knowledge.
• Experience at mid/large Bank in independent compliance testing or audit departments.
• Consumer Lending Product Knowledge/Experience (primarily automobile & personal loans).
• Deposit Product Knowledge/Experience.
• Experience as a compliance examiner with a Federal banking regulator such as the OCC, CFPB or FDIC.
The above description reflects the details considered necessary to describe the principal functions of the job and should not be construed as a detailed description of all the work requirements that may be performed in the job.
At USAA our employees enjoy one of the best benefits packages in the business, including a flexible business casual or casual dress environment, comprehensive medical, dental and vision plans, along with wellness and wealth building programs. Additionally, our career path planning and continuing education will assist you with your professional goals.
Relocation assistance is not available for this position.
For Internal Candidates:
Must complete 12 months in current position (from date of hire or date of placement) or must have managers approval prior to posting.
Last day for internal candidates to apply to the opening is 11/11/20 by 11:59 pm CST time .