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Compliance Sanctions Senior Analyst - UAT Tester

Citigroup Inc

Location: Tampa, Florida
Type: Non-Remote
Posted on: September 7, 2020
This job is no longer available from the source.
Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to manage and mitigate those sanctions risks and protect the franchise. In addition, provides support for the collation of potential breaches of sanctions from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to evidence adherence to, relevant sanctions related global standards, policies and procedures.
Key Activities include:
• Analyzing comparative data, preparing and presenting regional and global reports related to sanctions risk assessments, and monitoring of sanctions related issues and escalations with senior management and global partners.
• Supporting a specialized team of Independent Compliance Risk (ICRM) officers responsible for program execution activities.
• Contributing to the design and maintenance of a comprehensive written ICRM Sanctions Framework (standards and policies).
• Partnering with functional partners and key stakeholders – regionally and globally, as applicable, to ensure potential risks are identified during due diligence, or escalated on an ad hoc basis, are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence to the Framework by accountable front line units; directs investigations in coordination with GIU, CSIS, Legal, HR, or as appropriate.
• Monitoring adherence to Citi’s Global Sanctions Policy and relevant procedures; staying current on key Sanctions regulatory changes, key enforcement actions and related industry trends.
• Overseeing adherence to procedures and processes, to ensure compliance with policies ensuring that front line units meet required standards.
• Interacting with relevant teams to raise awareness of Sanctions trends, emerging issues, remedial actions or enhancements to the program.
• Supporting efforts in connection Internal Audit and functional regulators in Program exams and evaluations; tracks and challenges remedial actions from the front line units.
• Drafting and editing sanctions-related reference materials; support the various electronic record-keeping logs for sanctions licenses, voluntary disclosures; subpoenas etc.; participate in sanctions training programs.
• Additional duties as assigned.
• Review Functional Requirements (FRD) from Technology Teams and ensure Business Requirements (BRD) have been understood and documented correctly, understanding any cross functional impact with other applications;
• Analyze business, functional and system design documentation of new products, changes and system enhancements to define test scope.
• Design and develop comprehensive  test plans, test cases and test scripts, incorporating a suite of pre-existent test cases;
• Test case execution and running SQL scripts to extract and compare large volumes of data to identify any potential defects;
• Defect tracking and reporting;
• Create UAT Management Summary Reports, highlighting any release timeline risk and documenting risk mitigation plans;
• Maintain and own formal UAT documentation, from creation through to project closure;
• Conduct Post Production Implementation Reviews to understand any defect leakage from UAT; implement lessons learned
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Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - US
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